Securities Litigation
At Denner Pellegrino, LLP, our lawyers represent licensed securities brokers, traders, investment management companies and individual investors. Every client can be confident that our representation will be knowledgeable and dedicated to his or her needs and goals. Whether we are pursuing or defending litigation, our securities attorneys will fight for the best possible outcome for each client.
Representing investors and traders in all regulatory matters
We handle securities cases in all states and the District of Columbia. We appear before the Securities and Exchange Commission (SEC), National Association of Securities Dealers (NASD), state attorneys general offices and other regulatory agencies. We act for clients in matters such as:
- Insider trading
- Sale or brokerage of unsuitable investments
- Negligent misrepresentation of securities
- Improper trading and timing
- Churning
- Improper supervision of trading
- Private placement fraud
- Breach of fiduciary duty
- Violation of gift and gratuity policies
Handling high-profile cases
In matters such as these, our law firm has represented individuals and dealers in a number of high-profile cases. For example, our firm represents a trader during a highly visible investigation of trading practices at the world’s largest mutual fund broker. The matter and our client received media attention including almost daily reporting in the Boston Globe, Boston Herald, New York Times, Wallstreet Journal and Daily Gazette, among others.
Using our trial skills
As experienced trial lawyers, our firm understands how to investigate, analyze and frame the key legal issue in each case it handles. We then develop the litigation strategy that can best protect the client's rights and interests.
Resourceful lawyers acting on your behalf
We have the ability to conduct document-intensive investigations, using the results to prepare a strong case for our client. Our firm acts either as lead attorney or by associating with other firms. We advise individual brokers about their right to have their legal fees paid by their employer. We help small investors seek redress after fraud has caused them to lose their savings.
Contact Denner Pellegrino, LLP at one of our offices. With locations in Boston, Springfield, Providence and New York, our firm is well positioned to serve clients in any securities litigation. Call 1-866-516-2179 or our Springfield Office at 1-866-516-2179 or Boston Office at 1-617-830-2723 to speak with a knowledgeable securities lawyer.
